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Ethics & Compliance

Ethics & Compliance

Ethics in the Financial Services Industry : A Discussion

In September 2012, Dan Sweeney, the Director of the Institute for Enterprise Ethics interviewed Associate Professor Kevin O'Brien from the Business Ethics and Legal Studies faculty at the Daniels College of Business and Mr. John Van Heuvelen, an independent director and former CEO of Lifevantage Corporation. They discuss the ethics, compensation structures, trust, and malfeasance within the Financial Services Industry.
Additional commentary on the question of why the financial service industry seems to be so vulnerable to ethical lapses from Harvard's Ben W. Heineman, Jr. can be read here.

During that discussion, the following information is mentioned:

Letter from Greg Smith, of Goldman Sachs, to The New York Times
Article in The Huffington Post, Phil Angelides
Bart Chilton Quote in The New York Times

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